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Safety and Compliance

Paperwork Compliance

Paperwork compliance for DOT is essential for ensuring safety, legal adherence, and smooth operations in the transportation industry. 


The DOT and FMCSA require specific records, such as driver qualification files, and drug and alcohol testing records. Non-compliance can result in fines, audits, or even loss of operating authority.


Paperwork

Drug and Alcohol Policy

A Drug and Alcohol Policy for DOT is a required document that outlines an employer’s procedures and expectations regarding drug and alcohol testing for safety-sensitive employees under the U.S. Department of Transportation (DOT) regulations. It ensures compliance with 49 CFR Part 40 and the specific agency rules, such as FMCSA (Federal Motor Carrier Safety Administration) for truck drivers.

Drug and Alcohol Policy

FMCSA Clearinghouse

The FMCSA Clearinghouse is an online database maintained by the Federal Motor Carrier Safety Administration (FMCSA) that tracks commercial drivers' drug and alcohol violations. It helps employers, law enforcement, and government agencies ensure that drivers who violate DOT drug and alcohol regulations complete the required return-to-duty process before operating a commercial motor vehicle (CMV) again.

FMCSA Clearinghouse

Driver Qualification File

A Driver Qualification File (DQF) is a mandatory record that DOT-regulated employers must maintain for each commercial driver to ensure they meet FMCSA safety regulations (49 CFR Part 391). It documents a driver’s qualifications, medical fitness, and compliance with federal safety standards.Employers must maintain DQFs for the duration of employment plus three years after termination.

Driver Qualification File

Supervisor Training

DOT Supervisor Training is a federally required program under 49 CFR Part 382.603 that trains supervisors of safety-sensitive employees (such as CDL drivers) to recognize signs of drug and alcohol use and take appropriate action, including ordering reasonable suspicion testing.

Supervisor Training

Post Accident

A Post-Accident DOT Drug and Alcohol Test is a federally required test that must be conducted after certain types of commercial vehicle accidents to determine whether drugs or alcohol played a role. This testing is required under FMCSA regulations (49 CFR Part 382.303) for CDL drivers operating commercial motor vehicles (CMVs).

Post Accident

Employers Resources and Downloads

Employers seeking additional information on DOT drug and alcohol testing rules are encouraged to use the resources listed on FMCSA webpage.

Employers Resources

DOT Number

A DOT Number is a unique identification number assigned by the U.S. Department of Transportation (USDOT) to commercial motor carriers for tracking and regulatory compliance. It is required for vehicles engaged in interstate commerce and certain types of intrastate commercial transportation.

DOT Number

Account

Account Setup

PrePay for Services

Order Off-Site Drug Test


Consortium

DOT Consortium 2025 - Spanish Sign Consortium 2025

Consortium Renewal

Spanish Renew Consortium Membership

FMCSA Clearinghouse

Compliance Forms


Handbooks

Need to Know Consortium

DOT Drug/Alcohol Handbook 

State-by-State Instructions for Submitting Medical Certificates


Update Information

Update Credit Card on File

HIPAA Release

File Upload

Medical Records Request

Forms


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